Financial advisor inquiry form
A financial advisor inquiry form lets prospects reach out for a consultation without submitting sensitive account details. It captures what they're interested in (retirement, investment management, estate planning, tax planning) and a rough sense of assets for routing, then the advisor follows up to schedule a call.
The form beside this text is live. Fill it in and submit it — it validates exactly as it would for a real respondent, and saves nothing.
Investable assets are optional and self-reported only for routing
Prospects may not want to disclose. Make it optional. On follow-up, the advisor verifies.
Areas of interest are checkboxes because clients often have multiple needs
Retirement AND tax planning are common together; checkboxes capture that without forced choice.
No card required.
Financial Advisor Inquiry Form
Live previewHow to build this form
5 steps in the editor. Nothing here needs a paid plan.
- Add text and email fields for prospect name and email.
- Add a phone field for the advisor to call.
- Add checkboxes for areas of interest (retirement planning, investment management, estate planning, tax planning, other).
- Add an optional dropdown for approximate investable assets (e.g., under $100k, $100k–$500k, $500k–$1M, $1M+).
- Add a dropdown or text field for preferred contact time (morning, afternoon, evening, or note any constraints).
Fields in this form
6 fields, using 5 of the 19 field types available.
| Question | Field type | Required |
|---|---|---|
| Your name | Short text | Yes |
| Email address | Yes | |
| Phone number | Phone | Yes |
| Areas of interest | Checkboxes | Yes |
| Approximate investable assets (optional) | Dropdown | Optional |
| Preferred contact time | Dropdown | Yes |
What goes wrong with this form
Specific to a financial advisor inquiry form, not general advice about forms.
Requesting account numbers, account types or specific holdings
This form is not secure. Ask for that information only during a call or via a secure portal.
Using a radio for areas of interest instead of checkboxes
A prospect may care about both retirement AND tax planning. Checkboxes let them select both.
Implying that rough asset estimates are a contract-qualifying threshold
Minimum asset requirements exist, but don't enforce them via form rejection. Collect the info, then qualify on follow-up.
Questions about this form
Is this form requesting investment advice itself?
No. This is an intake form for inquiry only. The advisor will provide guidance after a consultation. No securities or advice are offered via this form.
Can I ask for account numbers or sensitive financial data on this form?
No. This form collects inquiry interest and routing information only. Account details and sensitive data should never be transmitted via a form; discuss in a secure, one-on-one conversation.
What if a prospect doesn't know their investable assets?
Make the asset field optional. On follow-up, the advisor can ask.